Risk Intelligence & Client Portfolio Dashboard

Overview

A wealth management firm lacked real-time visibility into relationship manager activity, client authorisation status, and deal pipeline health. Risk flags were identified reactively, often after client impact had already occurred.

The challenge

• Outstanding access requests and missing authorisations tracked manually
• Inactive relationship managers not surfaced until client escalations
• Deal pipeline had no media coverage tracking
• Market summary updates assembled manually before client meetings

What we built

Built a Risk Dashboard and Client App in Power BI surfacing five critical KPI categories: Outstanding Access Requests, Persons with Missing Authorisation, Accounts with Inactive Relationship Managers, Deals with No Media, and Market Summary Update status. Enabled relationship managers and leadership to act on risk signals before client impact.

Key outcomes

• ✓Real-time visibility into relationship and authorisation risk
• ✓Proactive identification of at-risk client accounts
• ✓Reduced time from risk identification to remediation
• ✓Client-facing app delivered alongside internal risk dashboard

Tools

Power BI · Financial data modelling

This engagement was delivered by a Noeris principal consultant in a prior role. Client details have been anonymised.